Dallas McGillivray

Ross Revell

Director FMConsult

Tel: 020 8220 9078

Email: rrevell@fmconsult.co.uk

Biography:
Experienced regulatory professional who has held CF10 and CF11 roles at both a leading Insurer and separately at an IFA Network, and has also worked at two of the Big Four Consultancy firms. He has previously worked at the FSA, and started his career in financial services in the Banking sector 28 years ago.

Specifically been involved in large remediation projects, and key areas of current regulatory focus such as reviewing firms' governance arrangements, and their overall conduct and culture, and how these can impact on their business and relationship with the regulator.

Held the Head of Regulatory Services role at an IFA network and was the Compliance Officer and MLRO at a leading Insurer. He has managed various large scale projects at previous employers including the introduction of mortgage regulation in 2004 and general insurance regulation in 2005, and he has worked with clients on various s166 assignments. He has extensive experience working with firms looking at conduct risk requirements (including TCF and consumer outcomes), and has worked particularly in the retail space looking for example at distribution methods, product reviews, and financial promotions. He has also managed large teams on various Past Business Reviews covering structured investments, investment portfolios, and general advice at several Wealth Managers and Stockbrokers.   

Contact for:

  • Banking

  • Mortgages

  • Life & Pensions

  • General Insurance

  • Wealth Management

  • Private Banking

  • Stock Broking